The U.S. Securities and Exchange Commission (SEC) Thursday announced that Israeli-based EZTD Inc. must pay more than $1.7 million for misleading investors into trading binary options online, warning that other firms may be out there actively trying to do the same thing.
The U.S. Securities and Exchange Commission (SEC) Wednesday said it was charging a former movie producer and self-proclaimed private equity executive with defrauding investors in hedge funds and using the money to support his “extravagant lifestyle.”
The U.S. Securities and Exchange Commission (SEC) Monday charged two managing members of NewMarket Technology Fund and NewMarket Global Management with looting NewMarket Technology Fund and its Software Company to enrich themselves at the expense of the fund and its investors.
Despite fears of rising costs and fewer insurers on the health law’s marketplaces, consumers can find the best deals by carefully evaluating plans and checking out the fine print.
The U.S. Securities and Exchange Commission (SEC) Monday charged a PricewaterhouseCoopers (PwC) audit partner with failing to scrutinize millions of dollars taken from Burrill Life Sciences Capital Fund III, a venture capital fund, under the guise of “advanced management fees.”
The U.S. Securities and Exchange Commission Thursday charged a Los-Angeles based investment advisory firm, Broidy Wealth Advisors, and its owner with overbilling clients and stealing assets from their trusts to pay personal expenses such as his home mortgage, overseas trips, and leases on two Mercedes-Benz vehicles.
Ever mowed a lawn in January? Or plowed a snowy driveway on a hot July day? If you own and operate a seasonal business, chances…
The U.S. Department of Energy said the U.S. crude oil imports increased for the first time since 2010 during the first half of 2016.
The U.S. Securities and Exchange Commission (SEC) Thursday said a Houston-based technology solutions company, FMC Technologies, has agreed to pay a $2.5 million in penalties to settle charges that it overstated profits in one of its business segments.
Israeli-based Bank Leumi has agreed to pay $1.6 million and admit wrongdoing to settle charges that it provided investment advice and induced securities transactions for U.S. customers for more than a decade without registering as an investment adviser or broker-dealer with federal regulators.